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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
HI RA APPROVED 2017-08-01
WY RA APPROVED 2017-07-25
AR RA APPROVED 2017-02-15
KS RA APPROVED 2017-01-31
NV RA APPROVED 2017-01-30
ND RA APPROVED 2017-01-24
OK RA APPROVED 2017-01-24
DE RA APPROVED 2017-01-23
IA RA APPROVED 2017-01-23
MN RA APPROVED 2017-01-22
AL RA APPROVED 2017-01-19
MS RA APPROVED 2017-01-19
SD RA APPROVED 2017-01-19
VT RA APPROVED 2017-01-19
MI RA APPROVED 2017-01-18
WV RA APPROVED 2017-01-18
ID RA APPROVED 2017-01-17
IN RA APPROVED 2017-01-17
KY RA APPROVED 2017-01-17
LA RA APPROVED 2017-01-17
NE RA APPROVED 2017-01-17
NH RA APPROVED 2017-01-17
NM RA APPROVED 2017-01-17
OH RA APPROVED 2017-01-17
OR RA APPROVED 2017-01-17
RI RA APPROVED 2017-01-17
UT RA APPROVED 2017-01-17
WI RA APPROVED 2017-01-17
VA RA APPROVED 2017-01-13
WA RA APPROVED 2016-07-25
ME RA APPROVED 2015-02-13
MO RA APPROVED 2014-10-22
NC RA APPROVED 2014-07-16
CA RA APPROVED 2014-01-02
MT RA APPROVED 2013-11-08
AK RA APPROVED 2013-08-30
CO RA APPROVED 2012-07-25
PA RA APPROVED 2011-04-07
TX RA APPROVED_RES 2009-10-23
GA RA APPROVED 2009-08-19
DC RA APPROVED 2008-12-16
AZ RA APPROVED 2008-02-04
MD RA APPROVED 2007-08-28
MA RA APPROVED 2006-10-18
SC RA APPROVED 2004-01-07
FL RA APPROVED 2003-01-22
NJ RA APPROVED 2003-01-16
CT RA APPROVED 2002-01-22
IL RA APPROVED 2001-09-14
  • NY RA
    APPROVED
    Since 2021-04-16
  • HI RA
    APPROVED
    Since 2017-08-01
  • WY RA
    APPROVED
    Since 2017-07-25
  • AR RA
    APPROVED
    Since 2017-02-15
  • KS RA
    APPROVED
    Since 2017-01-31
  • NV RA
    APPROVED
    Since 2017-01-30
  • ND RA
    APPROVED
    Since 2017-01-24
  • OK RA
    APPROVED
    Since 2017-01-24
  • DE RA
    APPROVED
    Since 2017-01-23
  • IA RA
    APPROVED
    Since 2017-01-23
  • MN RA
    APPROVED
    Since 2017-01-22
  • AL RA
    APPROVED
    Since 2017-01-19
  • MS RA
    APPROVED
    Since 2017-01-19
  • SD RA
    APPROVED
    Since 2017-01-19
  • VT RA
    APPROVED
    Since 2017-01-19
  • MI RA
    APPROVED
    Since 2017-01-18
  • WV RA
    APPROVED
    Since 2017-01-18
  • ID RA
    APPROVED
    Since 2017-01-17
  • IN RA
    APPROVED
    Since 2017-01-17
  • KY RA
    APPROVED
    Since 2017-01-17
  • LA RA
    APPROVED
    Since 2017-01-17
  • NE RA
    APPROVED
    Since 2017-01-17
  • NH RA
    APPROVED
    Since 2017-01-17
  • NM RA
    APPROVED
    Since 2017-01-17
  • OH RA
    APPROVED
    Since 2017-01-17
  • OR RA
    APPROVED
    Since 2017-01-17
  • RI RA
    APPROVED
    Since 2017-01-17
  • UT RA
    APPROVED
    Since 2017-01-17
  • WI RA
    APPROVED
    Since 2017-01-17
  • VA RA
    APPROVED
    Since 2017-01-13
  • WA RA
    APPROVED
    Since 2016-07-25
  • ME RA
    APPROVED
    Since 2015-02-13
  • MO RA
    APPROVED
    Since 2014-10-22
  • NC RA
    APPROVED
    Since 2014-07-16
  • CA RA
    APPROVED
    Since 2014-01-02
  • MT RA
    APPROVED
    Since 2013-11-08
  • AK RA
    APPROVED
    Since 2013-08-30
  • CO RA
    APPROVED
    Since 2012-07-25
  • PA RA
    APPROVED
    Since 2011-04-07
  • TX RA
    APPROVED_RES
    Since 2009-10-23
  • GA RA
    APPROVED
    Since 2009-08-19
  • DC RA
    APPROVED
    Since 2008-12-16
  • AZ RA
    APPROVED
    Since 2008-02-04
  • MD RA
    APPROVED
    Since 2007-08-28
  • MA RA
    APPROVED
    Since 2006-10-18
  • SC RA
    APPROVED
    Since 2004-01-07
  • FL RA
    APPROVED
    Since 2003-01-22
  • NJ RA
    APPROVED
    Since 2003-01-16
  • CT RA
    APPROVED
    Since 2002-01-22
  • IL RA
    APPROVED
    Since 2001-09-14

Branch Locations

900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States

261 Madison Avenue 27Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Garden City NY 06/2007 Present
Park Avenue Securities Llc Garden City NY 06/2007 Present
Guardian Life Insurance Company New York NY 09/2019 Present
Park Avenue Securities New York NY 09/2019 Present
  • 06/2007 → Present
    Guardian Life Insurance Co Of America
    Garden City, NY
  • 06/2007 → Present
    Garden City, NY
  • 09/2019 → Present
    Guardian Life Insurance Company
    New York, NY
  • 09/2019 → Present
    Park Avenue Securities
    New York, NY
Other Businesses

1. Instructor - NY State Insurance Dept-I teach classes on various financial planning related subject to licensed CPA's and agents,. Start: 01/01/2007, Address: N/A, 1 non bus hr per month, Not investment related, 2. Sales of insurance products-provide clients with a full menu of fixed annuity and insurance products I look to a variety of carriers,. Start: 03/27/2017, Address: 990 Stewart Avenue Suite 200; Garden City, NY 11530, 1-2 non bus hrs per month, Investment related, 3. The NFN Foundation, Start Date: 4/1/2025, Address: 990 Stewart Avenue Suite 200; Garden City, NY 11530, 3 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-06
S63 Uniform Securities Agent State Law Examination 1993-12-01
  • S65 Uniform Investment Adviser Law Examination
    2001-08-06
  • S63 Uniform Securities Agent State Law Examination
    1993-12-01
Other Names
  • Robert Carl Votruba

View on SEC IAPD

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