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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-14 |
Branch Locations
8425 Pulsar Place Suite 450, Columbus, OH 43240 • United States
Columbus, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife | Akron | OH | 01/2006 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Dublin | OH | 07/2016 | 10/2017 |
| Mml Investors Services, Llc | Dublin | OH | 03/2017 | 10/2017 |
| Lpl Financial, Llc | Hilliard | OH | 10/2017 | 03/2023 |
| Retirement Plans, Inc | Westerville | OH | 03/2023 | 03/2024 |
| Unemployed | Columbus | OH | 03/2024 | 07/2024 |
| Guardian Life Insurance Company | Columbus | OH | 07/2024 | Present |
| Park Avenue Securities | Columbus | OH | 07/2024 | Present |
1) Retirement Guy, LLC- owner, Nature of Business: Doing Business As (not active), Start date: 09/28/2017, Address: 2141 Haverford Road Cols. Ohio 43220, Duties: Owner (not active), 0 total hours per month, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-01 |
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