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1445 Research Boulevard #530, Rockville, MD 20850 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-10-20 |
| NY | RA | APPROVED | 2022-07-28 |
Branch Locations
80 Broad Street, 29Th Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp. | New York | NY | 03/2010 | 03/2018 |
| National Securities Corp | New York | NY | 02/2018 | 07/2022 |
| National Asset Management | New York | NY | 03/2018 | 07/2022 |
| Ceros Financial Services, Inc. | New York | NY | 07/2022 | Present |
| Atcap Partners, Llc | Rockville | MD | 07/2022 | Present |
2712 Riverside Dr Inc,Is Not Investment Related,"2712 RIVERSIDE DR, , Wantagh, NY, 11793, United States",realestate,CEO,11/4/2011,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,Own Real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-23 |
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