James Vincenzo Lombardo

Employer firm

Atcap Partners, LLC CRD 158214

$196M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Market timing
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 03/2018
  Aegis Capital Corp.
  New York, NY
• 02/2018 → 07/2022
  National Securities Corp
  New York, NY
• 03/2018 → 07/2022
  National Asset Management
  New York, NY
• 07/2022 → Present
  Ceros Financial Services, Inc.
  New York, NY
• 07/2022 → Present
  Atcap Partners, Llc
  Rockville, MD

Previous Registrations

• 2018-03-12 → 2022-07-21
  B. Riley Wealth Advisors, Inc.
  New York, NY
• 2015-11-17 → 2018-03-06
  Aegis Capital Corp.
  New York, NY

Other Businesses

2712 Riverside Dr Inc,Is Not Investment Related,"2712 RIVERSIDE DR, , Wantagh, NY, 11793, United States",realestate,CEO,11/4/2011,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,Own Real estate

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-13
• S63 Uniform Securities Agent State Law Examination
  1994-03-23

Other Names

• James Vincenzo Lomardo