Mark Erculei

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Ameriprise Financial Services, Llc
  Las Vegas, NV
• 09/2014 → 06/2020
  Morgan Stanley Smith Barney
  Las Vegas, NV
• 01/2015 → 06/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2020 → 05/2026
  Wells Fargo Clearing Services, Llc
  Las Vegas, NV
• 01/2015 → 05/2026
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-06-16 → 2026-05-25
  Wells Fargo Clearing Services, Llc
  Las Vegas, NV
  Las Vegas, NV
• 2014-09-05 → 2020-06-18
  Morgan Stanley
  Las Vegas, NV
• 2008-11-14 → 2014-09-15
  Ubs Financial Services Inc.
  Las Vegas, NV
• 2005-03-29 → 2008-11-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
  Las Vegas, NV
• 2002-05-15 → 2005-03-22
  Banc Of America Investment Services, Inc.
  Las Vegas, NV

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-16
• S63 Uniform Securities Agent State Law Examination
  1996-01-12

Other Names

• Mark Franco Erculei
• Mark Franco Erculie
• Mark Erculei