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13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-13 |
| TX | RA | APPROVED | 2004-05-13 |
Branch Locations
13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ims Securities, Inc. | Houston | TX | 10/2002 | 11/2017 |
| Westpark Wealth Advisors, Inc. | Houston | TX | 10/2002 | Present |
| Calton & Associates, Inc. | Houston | TX | 11/2017 | Present |
No. 1) Name of Business: J. Riley Investments. Investment related. Address: 10205 Westheimer Rd. #500 Houston, TX 77042. Nature of Business: DBA security and advisory services. Position/Title/Relationship: Owner. Start Date: 09/2003. Hours per month: 100%. Hours per month during Securities trading hours: 100%. Duties/Responsibilities: Provides securities and advisory services. No. 2) Name of Business: Westpark Wealth Advisors. Investment related. Address: 10205 Westheimer #500 Houston, TX 77042. Nature of Business: Advisory Services. Position/Title/Relationship: IAR. Start Date: 10/2002. Hours per month: 80. Hours per month during Securities trading hours: 40. Duties/Responsibilities: Advisory services on a fee basis.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-07 |
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