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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-08 |
| NY | RA | APPROVED | 2021-09-03 |
Branch Locations
One Bryant Park Division - Northeast, New York, NY 10036 • United States
75 Rockefeller Plz, New York, NY 10019 • United States
Port Chester, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 10/2009 | 11/2019 |
| Morgan Stanley | Greenwich | CT | 11/2019 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-21 |
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