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Richard Michael Ditaranto

LPl Financial LLC

Fairfield, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-17
  • NJ RA
    APPROVED
    Since 2025-04-17

Branch Locations

271 Route 46 West Suite B201, Fairfield, NJ 07004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Advisory Group Fairfield NJ 05/2004 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 04/2025
Lpl Financial Llc Fairfield NJ 04/2025 Present
Previous Registrations
  • 2024-10-11 → 2025-04-17
    Scottsdale, AZ
    Fairfield, NJ
  • 2016-08-30 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2015-06-29 → 2016-08-10
    First Allied Advisory Services, Inc.
    Fairfield, NJ
    San Diego, CA
  • 2001-04-10 → 2015-06-16
    Sii Investments, Inc.
    Fairfield, NJ
    Seaside Heights, NJ
Other Businesses

1)12/20/2024 - Northern Advisory Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/20/2024 - Insurance Sales - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/1996 - 5 Hr/Mth 3)12/20/2024 - Ditaranto Financial Services, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Lavallette, NJ - Start: 01/2012 - 1 Hr/Mth 4)12/20/2024 - JS Custom Construction - Business Owner - Billboard ownership which is rented out - Non-Inv Rel - Lavallette, NJ - Start: 07/2018 - 10 Hr/Mth 5)12/20/2024 - RDT Real Estate - Real Estate Rental - Atlantic City, NJ - Start: 04/2021 - 1 Hr/Mth 6)12/20/2024 - Richard Ditaranto - Real Estate Rental - Fairfield, NJ - Start: 01/2009

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-29
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S66 Uniform Combined State Law Examination
    2001-01-29
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20

View on SEC IAPD

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