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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-28 |
| TX | RA | APPROVED | 2012-04-23 |
| HI | RA | APPROVED | 2012-04-18 |
Branch Locations
700 Main St, Napa, CA 94559 • United States
1003 Bishop St, Honolulu, HI 96813 • United States
400 Route 8, Hagatna 96910 • Guam
50 W San Fernando St, San Jose, CA 95113 • United States
200 E Franklin St, Monterey, CA 93940 • United States
Wahiawa, HI • United States
560 S Winchester Blvd, San Jose, CA 95128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 01/2001 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-16 |
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