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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
IL RA APPROVED 2006-01-19
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • IL RA
    APPROVED
    Since 2006-01-19

Branch Locations

1010 Jorie Blvd Suite 120, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne W. Haack & Co, P.C. Oak Brook IL 12/1990 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2006 Present
Aflac Columbus OH 10/2010 Present
Haack Reiser Financial Services Oak Brook IL 01/1994 Present
  • 12/1990 → Present
    Wayne W. Haack & Co, P.C.
    Oak Brook, IL
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2006 → Present
    Schaumburg, IL
  • 10/2010 → Present
    Aflac
    Columbus, OH
  • 01/1994 → Present
    Haack Reiser Financial Services
    Oak Brook, IL
Other Businesses

1)PRNT MFR-SHRHLDR/DIR SINCE 98-SEC TREAS-0HR/WK. 2)WHLSLE-DIR SINCE 95-SEC TREAS POLICY MAKER ON FIN MATTERS-0 HR/WK. 3)RE INVST IN 2 CORPS-MGR/MBR SINCE 04,04-MGR RE INVST-0HR/WK. 4) HAACK REISER FINANCIAL SERVICES, DBA NAME FOR INVESTMENT PRACTICE - INV REL 5)CPA FIRM-SHAREHOLDER/DIR SINCE 89-CPA 40HR/WK. 6)TEAM CONCEPT PRNTG & THERM SHRHLDR,DIR. 7)RE INVST-MGNG MBR SINCE 02-MGR RE INVST-0HR/WK. 8)RE INVST-MGNG MBR SINCE 04-MGR RE INVST-0HR/WK. 9)HLTH INS SALES FOR 2 COS-INS PROD SINCE 04-HLTH INS SALES-0HR/WK. 10)PRIV FOUND-OFCR SINCE 03-DSTRBTE $ TO ED CHAR-0HR/WK. 11) AFLAC; NOT INV REL; COLUMBUS, OH; SUPPLEMENTAL INSURANCE; AGENT; REFERRING AGENT; START DATE 10/2010; 12) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL ADDRESS ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 01/2016 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: RENTAL OF VACATION PROPERTY ; 13)NAME OF OTHER BUSINESS: TRICOR SYSTEMS INC ; INVESTMENT RELATED: NO ; ADDRESS: 1650 TODD FARM DRIVE, ELGIN IL 60123 ; NATURE OF BUSINESS: BOARD ; START DATE: 10/2014; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: JOIN MEETINGS AND MEET WITH PRESIDENT ON VARIOUS FINANCIAL MATTERS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-18
S63 Uniform Securities Agent State Law Examination 1993-11-29
  • S65 Uniform Investment Adviser Law Examination
    2006-01-18
  • S63 Uniform Securities Agent State Law Examination
    1993-11-29

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