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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Camillus | NY | 05/2015 | 10/2017 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 06/2018 | 02/2022 |
| Abound Credit Union | Elizabethtown | KY | 06/2018 | Present |
| Unemployed | Campbellsville | KY | 10/2017 | 06/2018 |
| Cetera Investment Services Llc | Elizabethtown | KY | 02/2022 | Present |
| Cetera Investment Advisers Llc | Elizabethtown | KY | 10/2022 | Present |
1. CO-OWNER OF ACR ENTERPRISES, CAMPFIRESHOP.COM, AND HSHCREATES.COM; LASER ENGRAVING BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-06 |
| S65 | Uniform Investment Adviser Law Examination | 2010-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-16 |
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