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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-08-03
  • CA RA
    APPROVED
    Since 2006-08-03

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger San Diego CA 07/2006 Present
  • 07/2006 → Present
    Linsco Private Ledger
    San Diego, CA
Previous Registrations
  • 2004-01-12 → 2006-07-27
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
Other Businesses

1. 08/29/2019 - The Home Depot - Not investment related - Home Depot 12175 Tech Center Dr Poway, California 92064 - Outside/W-2 Employment - start date:08/27/2019 - 80 hrs/mo - 0 hrs during trading - Store Associate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-09
S63 Uniform Securities Agent State Law Examination 1999-10-12
  • S66 Uniform Combined State Law Examination
    2003-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-10-12

View on SEC IAPD

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