Richard Carl Sexton

Current Employers

Employment History

• 11/2015 → 10/2016
  Metlife Securities Inc.
  Cincinnati, OH
• 01/2017 → 02/2026
  U.S. Bancorp Investments, Inc.
  Cincinnati, OH
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Cincinnati, OH

Previous Registrations

• 2017-02-02 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Cincinnati, OH
  Liberty Township, OH
• 2015-12-08 → 2016-10-14
  Msi Financial Services, Inc.
  Cincinnati, OH
• 2012-12-20 → 2013-12-19
  Avantax Advisory Services
  Nashua, NH
• 2012-05-25 → 2012-11-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashua, NH
  Malden, MA
  Nashua, NH
• 2010-08-30 → 2012-05-21
  Ameriprise Financial Services, Llc
  Bedford, NH
• 2007-11-06 → 2010-09-03
  Citizens Securities, Inc.
  Portsmouth, NH
  Hampton, NH
  Hampton, NH
  Portsmouth, NH
  Pelham, NH
  Hudson, NH
  Windham, NH
  Windham, NH
  Nashua, NH
  Nashua, NH
  Salem, NH
• 2006-11-20 → 2007-10-16
  Cetera Investment Services Llc
  Nashua, NH
• 2006-09-18 → 2006-11-10
  Ifmg Securities, Inc.
  South Boston, MA
  Boston, MA
  Peabody, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-23
• S63 Uniform Securities Agent State Law Examination
  1993-12-17

Other Names

• Rick Sexton