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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2006-01-12 |
Branch Locations
7570 Bales St Suite 200, West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance | Springfield | OH | 06/1995 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 02/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Springfield | OH | 01/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, RENTAL PROPERTY, 1448 BOURDEAUX WAY, DAYTON, , OHIO, 45458, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/14/2014, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I OWN MY PARENTS PRIMARY RESIDENCE WHICH THEY PAY ME RENT. INVESTMENT RELATED. 3. 100% OWNER, JJG LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/01/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 21-40
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-16 |
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