Lawrence Richard Stone

Current Employers

Employment History

• 06/1999 → 11/2017
  National Planning Corporation
  San Gabriel, CA
• 02/2016 → 11/2017
  Financial Security Management, Inc
  Lakewood, CO
• 11/2017 → Present
  Mutual Securities Inc
  Camarillo, CA
• 11/2017 → Present
  Mutual Advisors, Llc.
  Omaha, NE

Previous Registrations

• 2004-09-16 → 2017-11-08
  National Planning Corporation
  Pasadena, CA
• 2016-02-23 → 2017-11-02
  Financial Security Management, Inc
  Pasadena, CA
  Lakewood, CO

Other Businesses

1. 18th St HLIS Partners, LLC., Real Estate, Start Date: 01/17, 3761 Norwood Dr, Littleton, CO 80125, Rental Property Owner, Member, Passive Ownership, Investment Related, 1 hour per month , 0 hours per day during trading hours. 2. 12823-25 Oxnard St., LLC, Real Estate, Start Date: 01/01/08, Rental Property, Member, Passive Ownership, 1 hour per month , 0 hours per day during trading hours. 3. HLM Properties, LLC AKA HLM 2 LLC, Real Estate, Start Date: 01/01/14, 320 Bennett, Glendora, CA 91741, Rental Property/Owner, Member, Passive Ownership, Not Investment related, 1 hour per month , 0 hours per day during trading hours. 4. HS Colorado II, LLC, Real Estate, Start Date: 01/01/02, 201 Ocean Ave# 1106 & 1107P, Santa Monica, CA 90402, Rental Property Owner, Member, Passive Ownership, Not Investment related, 1 hour per month , 0 hours per day during trading hours. 5. HS Colorado, LLC, Real Estate, Start Date: 01/01/02, 63rd & Mcyntire, Arvada, CO 80007, Rental Property Owner, Member, Passive Ownership, Not Investment related, 1 hour per month , 0 hours per day during trading hours. 6. Huntington Oaks Village Partners L.P., LLC, Real Estate, Start Date: 01/01/88, 1657 Huntington Dr, Duarte, CA 91010, Rental Property Owner, Member, Passive Ownership, Not Investment related, 1 hour per month , 0 hours per day during trading hours. 7. Skyline Center II, LLC, Real Estate, Start Date: 01/01/14, 2835-2897 E Thousand Oaks Blvd, Thousand Oaks, CA 91362, Rental Property Owner, Member, Passive Ownership, Not Investment related, 1 hour per month , 0 hours per day during trading hours. 8. Stone & Down Capital Inc., AKA Stone Capital, Inc., Corporation, Start Date: 01/01/02 482 N Rosemead Blvd Ste 203, Pasadena, CA 91107, Real Estate and Mortgage Referrals, Chairperson of Board & CEO, Not investment related, 2 hours per month, 1 hour per day during trading hours. 9. Stone & Gomez LLC, Start Date: 01/01/90, 482 N Rosemead Blvd., Ste 203, Pasadena, CA 91107, Tax Perpetration & Accounting/Owner & Member, not investment related, 75 hours per month, 2-3 hours per day during trading hours. 10. HLM 1 LLC, Real Estate, Start Date: 01/01/14, 2646 Corning Los Angeles, CA 90034, Rental Property Owner, Not Investment Related, 1 hour per month, 0 hours per day during trading hours. 11. Endera Corporation, Start Date: 10/06/2021, 4300 South Poplar Street, Casper, WY 82601, Corporation, Turnkey EV Solution Vehicles/Charding/Software, Board Member and investor, Help determine a governance model and ensure that appropriate organizational policies and structures are in place, Participate in the development of mission and strategic plan for the organization, Assist with hiring and ensure that an effective management team is in place, Not Investment Related, 8 Hours per month, 0.25 Hours per day during trading hours. 12. 11543 Sunshine Terrace LLC, Start Date: 11/01/2021, formation date is 10/13/2021 but no activity until real estate close date 11/01/2021, 11453 Sunshine Terrace, Studio City, CA 91604, LLC, 11543 Sunshine Terrace purchase, ownership development, leasing and/or sale, Member, Manage purchase, ownership, development, leasing and/or sale of single family residence, Investment Related, 2 Hours per month, 0 Hours per day during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-19