Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-22
TX RA APPROVED 2024-06-13
CT RA APPROVED 2024-05-03
  • NY RA
    APPROVED
    Since 2024-11-22
  • TX RA
    APPROVED
    Since 2024-06-13
  • CT RA
    APPROVED
    Since 2024-05-03

Branch Locations

2649 South Rd, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Paltz NY 01/2023 Present
Westerhall Solutions Inc Brooklyn NY 01/2016 01/2023
Other Businesses

I*1724265Entity for ProfitName of OBA: Rental Property 1Address: Brooklyn, New York, 11225Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 02/21/2024No Hours: 0No Hours during trading: 0Duties: I* 1724266Entity for ProfitName of OBA: Rental Property 2Address: Brooklyn, New York, 11225Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 03/31/2024No Hours: 1No Hours during trading: 0Duties: I* 1723263Entity for ProfitName of OBA: Rental Property 3Address: Patterson, New York, 12563Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 02/21/2024No Hours: 1No Hours during trading: 0Duties: I*2231271, Entity Type: Entity For Profit, Name of OBA: Westerhall Solutions Inc., Address: Brooklyn, New York, 11225, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 03/31/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: middle man for nyc/nys supplier I*2692302, Entity Type, Name of OBA: Rental Property 3 Address: PattersonNew York12563 Investment Related:Yes Position, Title, Association: Co-owner with other family members Employee Start Date: 08/05/2025 No Hours: 1 weekly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-02
S63 Uniform Securities Agent State Law Examination 2014-01-27
  • S66 Uniform Combined State Law Examination
    2024-05-02
  • S63 Uniform Securities Agent State Law Examination
    2014-01-27
Other Names
  • Lisa Karen Preudhomme

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Poughkeepsie, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor