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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-17
NY RA APPROVED 2021-04-15
CA RA APPROVED 2009-10-01
NJ RA APPROVED 2009-05-13
  • FL RA
    APPROVED
    Since 2021-08-17
  • NY RA
    APPROVED
    Since 2021-04-15
  • CA RA
    APPROVED
    Since 2009-10-01
  • NJ RA
    APPROVED
    Since 2009-05-13

Branch Locations

2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Purchase NY 04/2009 01/2023
Janney Montgomery Scott Llc Boca Raton FL 01/2023 Present
Other Businesses

1) Cuzinz LLC; Investing in rental property; 3198 Valhalla Drive, Bronx, NY 10465; start date 5/01/2019; Partner/managing property and rental income; purchasing/renovating/maintaining property; 10hrs/month; 0.50hrs/month; account [REDACTION];I am entering into a partnership with my cousin to purchase an investment property for $500k and plans to add an additional $150k in renovations. will be using the LLC account to deposit/withdraw funding as needed; investment-related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
S63 Uniform Securities Agent State Law Examination 1993-12-07
  • S66 Uniform Combined State Law Examination
    2021-08-06
  • S63 Uniform Securities Agent State Law Examination
    1993-12-07
Other Names
  • John Vincent Ruggiero

View on SEC IAPD

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