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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2002-05-02 |
| TX | RA | APPROVED_RES | 1996-06-06 |
| CA | RA | APPROVED | 1996-05-01 |
Branch Locations
11988 El Camino Real Suite 500, San Diego, CA 92130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, Lp | La Jolla | CA | 08/1993 | Present |
| Alps Distributors, Inc. | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | La Jolla | CA | 07/2024 | Present |
1) Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Asset Management; Director-Private Client Services; Start Date 8/1993; 180 hours per month; manage and assist our regional directors in the marketing, selling, and servicing of our financial products to financial advisors and other financial intermediaries
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-22 |
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