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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Side Bank | Peoria | IL | 02/1996 | 11/2017 |
| Raymond James Financial Services, Inc. | St Peoria | IL | 07/1999 | 11/2017 |
| Pnc Investments | Peoria | IL | 02/2018 | 03/2018 |
| Better Banks | Peoria | IL | 03/2018 | Present |
| Lpl Financial Llc | Peoria | IL | 03/2018 | Present |
1)3/14/18-Investment Strategists at Better Banks- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business locations(s)-100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-13 |
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