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Thomas M Dunkenberger

Morgan Stanley

Roanoke, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-12
VA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-12
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

10 South Jefferson Street Suite 1700, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Roanoke VA 05/2000 Present
Morgan Stanley Smith Barney Roanoke VA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2000 → Present
    Roanoke, VA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Roanoke, VA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

LONG HOLLOW LLC; NOT-INVESTMENT RELATED; ROANOKE/VA; HOLDING COMPANY; TITLE: OWNER; START DATE: 2/2005; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-17
S63 Uniform Securities Agent State Law Examination 1993-12-30
  • S65 Uniform Investment Adviser Law Examination
    1994-01-17
  • S63 Uniform Securities Agent State Law Examination
    1993-12-30
Other Names
  • Tom Dunkenberger
  • Tommy Dunkenberger
  • Thomas Martin Dunkenberger
  • Thomas Martin Dunkenberger Jr
  • Thomas Martin Dunkenberger
  • Thomas M Dunkenberger Jr.

View on SEC IAPD

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