Timothy Allen Swier

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-03
CA	RA	APPROVED	2008-08-21

TX RA
APPROVED_RES

Since 2021-06-03
CA RA
APPROVED

Since 2008-08-21

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Solvang, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Timothy A. Swier Financial Services	Santa Barbara	CA	07/1992	Present
Planmember Securities Corporation	Carpinteria	CA	08/2008	Present

07/1992 → Present

Timothy A. Swier Financial Services

Santa Barbara, CA
08/2008 → Present

Planmember Securities Corporation

Carpinteria, CA

Other Businesses

TIM A.SWIER FINANCIAL SERVICES, INC.; 1261 COAST OAK DRIVE SOLVANG CA 93463;OWNER; START; 1992; INSURANCE AND INVESTMENTS; 180HRS/MO/TRADING/NON TRADING; IR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-01-21

S63 Uniform Securities Agent State Law Examination

1994-01-21

Other Names

Tim Swier

View on SEC IAPD

Current Employers

Planmember Securities Corporation

Disclosures

Employment History

Other Businesses

Exams

Other Names

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