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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-25 |
| TX | RA | APPROVED_RES | 2022-08-25 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 01/2014 | 08/2022 |
| Morgan Stanley Smith Barney Llc | New York | NY | 08/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2022 | Present |
*528149 - Trust; Investment related: Yes; new york, New York; Trust; Trustee/Co-Trustee; 02/2022; During business hours: 1; After business hours: 0; *529284- JJZL partners lp; Investment related-Yes; old westbury , New York; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 1; After business hours: 0 Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-10-29 |
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