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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED_RES | 2024-09-12 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boca Raton | FL | 05/2004 | 04/2023 |
| Rbc Capital Markets, Llc | Boca Raton | FL | 09/2024 | Present |
| Unemployed | Margate | FL | 04/2023 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-09 |
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