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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2005-06-01 |
Branch Locations
2825 E Cottonwood Parkway Suite 430, Salt Lake City, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
1. SUCCESSOR TRUSTEE TO PARENTS TRUST APPROVED AS OF MARCH 2016. 2. THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS; 1570 S 1100 W, LEHI, UT 84043; BISHOP; START DATE 9/3/2023; APPROXIMATELY 80 HOURS PER MONTH. 3. LIFE SETTLEMENTS; THE ASHAR GROUP. 4. DURABLE POA FOR FATHER; 1/11/2008. 5. DURABLE POA FOR MOTHER; 1/11/2008. 6. VARIOUS OUTSIDE INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-08 |
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