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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-04-09 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Cheshire, CT • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Madison | CT | 05/2014 | 05/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 05/2021 |
| International Assets Advisory, Llc | Cheshire | CT | 07/2021 | 04/2025 |
| International Assets Investment Management, Llc | Cheshire | CT | 07/2021 | 04/2025 |
| Lpl Financial | Cheshire | CT | 04/2025 | Present |
1) PFG Wealth Management Inc - DBA for LPL Business (entity for LPL business) - Investment Related - 1084 S. Main Street Cheshire CT, 06410 -Start Date : 01/01/2024 - 800 Hrs/Mth - 40 Hrs During Trading.- Time Spent 80
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-19 |
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