Jon M Busse

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 12/2020
  Wells Fargo Clearing Services, Llc
  Memphis, TN
• 04/2018 → 11/2018
  Regions Bank
  Memphis, TN
• 05/2006 → 04/2018
  Shad Williams Evangelistic Association/Global Field Evangelism
  Adamsville, TN
• 11/2020 → 08/2022
  Edward Jones
  St. Louis, MO
• 08/2022 → 04/2023
  Mcadams Group Llc
  Cordova, TN
• 09/2022 → 04/2023
  Sound Income Strategies Llc
  Fort Lauderdale, TN
• 04/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Memphis, TN
• 06/2023 → Present
  Bank Of America, N.A.
  Memphis, TN

Previous Registrations

• 2022-09-30 → 2023-04-14
  Sound Income Strategies, Llc
  Cordova, TN
  Fort Lauderdale, FL
• 2020-11-20 → 2022-08-31
  Edward Jones
  Arlington, TN
  Germantown, TN
• 2019-02-12 → 2020-11-10
  Wells Fargo Clearing Services, Llc
  Memphis, TN

Other Businesses

I*: 2929327 Entity Type: Charitable Name: Exchange Club of Greater Memphis Investment related: No Address: Germantown, TN 38138 Position: Officer - Secretary. Volunteer Start Date: 09/01/2025 Hours devoted:5 hrs mthly Hours devoted during trading hours: 0 Duties: volunteer and general member

Exams

• S66 Uniform Combined State Law Examination
  2019-02-11
• S65 Uniform Investment Adviser Law Examination
  1998-10-19
• S63 Uniform Securities Agent State Law Examination
  1998-10-13

Other Names

• Jon Michael Busse
• Jon Busse