Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-26
MD RA APPROVED 2012-03-23
  • TX RA
    APPROVED_RES
    Since 2012-03-26
  • MD RA
    APPROVED
    Since 2012-03-23

Branch Locations

133 Defense Hwy Ste 108, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Annapolis MD 03/2012 Present
Previous Registrations
  • 2009-03-13 → 2012-03-29
    Annapolis, MD
  • 2006-02-24 → 2009-03-13
    Ferris, Baker Watts, Llc
    Annapolis, MD
    Annapolis, MD
Other Businesses

CO-TRUSTEE FOR GRANDFATHER'S TRUST; INVESTMENT RELATED; ANNAPOLIS, MD; START DATE 3/2012; 1-2 HOURS PER MONTH; LESS THAN 1 HR DURING TRADING. PROSTART LACROSSE CLUB; NOT INVESTMENT RELATED; ANNAPOLIS,MD; LACROSSE COACH; START DATE 10/15/2019; NUMBER OF HOURS PER MONTH 8-10; NUMBER OF HOURS DURING TRADING 0; COACHING LACROSSE.; ALPHA POINTE CAPITAL SM, INV RELATED, ANNAPOLIS, MD, 100% OWNERSHIP, START: 3/24/2020, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-23
S63 Uniform Securities Agent State Law Examination 1994-03-23
  • S65 Uniform Investment Adviser Law Examination
    2006-02-23
  • S63 Uniform Securities Agent State Law Examination
    1994-03-23
Other Names
  • Steve Marohl
  • Stephen Eugene Jr Marohl
  • Stephen Eugene Marohl

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Annapolis, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor