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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-26 |
| MD | RA | APPROVED | 2012-03-23 |
Branch Locations
133 Defense Hwy Ste 108, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Annapolis | MD | 03/2012 | Present |
CO-TRUSTEE FOR GRANDFATHER'S TRUST; INVESTMENT RELATED; ANNAPOLIS, MD; START DATE 3/2012; 1-2 HOURS PER MONTH; LESS THAN 1 HR DURING TRADING. PROSTART LACROSSE CLUB; NOT INVESTMENT RELATED; ANNAPOLIS,MD; LACROSSE COACH; START DATE 10/15/2019; NUMBER OF HOURS PER MONTH 8-10; NUMBER OF HOURS DURING TRADING 0; COACHING LACROSSE.; ALPHA POINTE CAPITAL SM, INV RELATED, ANNAPOLIS, MD, 100% OWNERSHIP, START: 3/24/2020, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-23 |
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