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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-05 |
| MO | RA | APPROVED | 2018-08-21 |
| NJ | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Flemington | NJ | 11/2006 | Present |
| Lpl Financial Llc | Flemington | NJ | 11/2017 | Present |
1. 1/17/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Fixed annuities and some life - start date 1/29/2018 - 10 hours per month/5 hours during securities trading. 2. 1/17/2018 - Beacon Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/17/2018 - Adelphi Financial LLC - Investment Related - 56 Main Street 3A Flemington NJ 08822 - Tax Prep/Accounting/CPA - Partner - CEO - Tax Services - start date 1/8/2013 - 50 hours per month/20 hours during securities trading. 4. 01/10/2023 - Beacon Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/04/1996 - 2000 Hours Per Month/1200 Hours During Securities Trading. 5. 12/10/2024 - Chrysonos Financial LLC. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/13/2024 - 100 hours per month/ 6 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-24 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-15 |
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