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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2019-10-10 |
| CT | RA | APPROVED | 2003-03-14 |
Branch Locations
427 Bedford Rd Ste 210, Pleasantville, NY 10570-3035 • United States
Ridgefield, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pleasantville | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Pleasantville | NY | 03/2020 | Present |
Business Ownership; JLYNNE CONSULTING LLC; Administrative; Consulting; 4 Blacksmith Ridge Road Ridgefield, CT 06877, ,; Not Investment-Related; 04/08/2011; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-13 |
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