Peter Mcmahon

Osaic Institutions, Inc.

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Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-21
TX	RA	APPROVED	2023-06-21

NY RA
APPROVED

Since 2023-06-21
TX RA
APPROVED

Since 2023-06-21

Branch Locations

85 Broad Street 10Th Floo, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Greenwich	CT	04/2016	11/2016
Wells Fargo Clearing Services, Llc	Greenwich	CT	11/2016	04/2018
Hsbc Bank Usa Na	New York	NY	04/2018	06/2023
Hsbc Securities Usa Inc	New York	NY	04/2018	06/2023
Osaic Insitutions, Inc.	Meriden	CT	06/2023	Present
Popular Bank	New York	NY	06/2023	Present

04/2016 → 11/2016

Wells Fargo Advisors, Llc

Greenwich, CT
11/2016 → 04/2018

Wells Fargo Clearing Services, Llc

Greenwich, CT
04/2018 → 06/2023

Hsbc Bank Usa Na

New York, NY
04/2018 → 06/2023

Hsbc Securities Usa Inc

New York, NY
06/2023 → Present

Osaic Insitutions, Inc.

Meriden, CT
06/2023 → Present

Popular Bank

New York, NY

Previous Registrations

2018-05-01 → 2023-07-03

Hsbc Securities (Usa) Inc.

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

Bronxville, NY

Scarsdale, NY

New York, NY

New York, NY

New York, NY

White Plains, NY

New York, NY
2016-05-04 → 2018-04-26

Wells Fargo Clearing Services, Llc

Westport, CT

Woodbury, CT

Purchase, NY

Southbury, CT
2012-05-16 → 2016-05-24

Lpl Financial Llc

Tappan, NY

Tappan, NY

Tappan, NY

Tappan, NY

Lockport, NY

Nyack, NY

Suffern, NY

New City, NY

Liberty, NY

Nanuet, NY

Westport, CT

Stratford, CT

Shelton, CT

Fairfield, CT

Norwalk, CT

Stamford, CT

Cos Cob, CT

Stamford, CT

Stamford, CT

Pearl River, NY

Tappan, NY

Spring Valley, NY
2009-06-09 → 2012-05-15

Hsbc Securities (Usa) Inc.

Nyack, NY

Tappan, NY

Suffern, NY

New City, NY

Monroe, CT

Shelton, CT
2008-06-16 → 2009-06-04

People'S Securities, Inc.

Brookfield, CT
2007-09-27 → 2008-03-05

Chase Investment Services Corp.

New York, NY

White Plains, NY
2006-07-12 → 2007-09-05

Hsbc Securities (Usa) Inc.

Ossining, NY

Cortlandt Manor, NY

Baldwin Place, NY

Bedford Hills, NY

Mount Kisco, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-26
S65	Uniform Investment Adviser Law Examination	1999-11-10
S63	Uniform Securities Agent State Law Examination	1999-08-23

S66 Uniform Combined State Law Examination

2019-03-26
S65 Uniform Investment Adviser Law Examination

1999-11-10
S63 Uniform Securities Agent State Law Examination

1999-08-23

Other Names

Peter John Mcmahon

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

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