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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-11-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferies & Company, Inc. | New York | NY | 10/2012 | 03/2017 |
| Ucap Securities Llc | New York | NY | 05/2017 | 02/2020 |
| Ucap Asset Management | New York | NY | 03/2019 | 11/2020 |
| Xtellus Capital Partners, Inc. | New York | NY | 06/2021 | 10/2022 |
| Straits Financial Llc | Chicago | IL | 04/2015 | 10/2022 |
| Consultiva Wealth Management Corp. | San Juan | PR | 07/2022 | 10/2022 |
| Citigroup | New York | NY | 10/2022 | Present |
CROSS BORDER VENTURES, LLC NON INVESTMENT-RELATED 537 CEDAR RD, SOUTHPORT, CT 06890 CONSULTING MANAGING PARTNER 1998 0 HOURS / MO. 0 HOURS / MO. DURING TRADING HRS DORMANT AT REGISTRATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
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