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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| IA | RA | APPROVED | 2000-01-10 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
Urbandale, IA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | West Des Moines | IA | 07/1998 | Present |
| Principal Securities Inc | W Des Moines | IA | 03/2016 | Present |
***OUTSIDE INSURANCE, BROKER, GROUP BENEFITS, 1/23/14. ***OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, LONG TERM CARE INSURANCE, DISABILITY INSURANCE AND FIXED ANNUITIES THROUGH VARIOUS CARRIERS, 10/29/14.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-28 |
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