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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-22
  • GA RA
    APPROVED
    Since 2023-03-22

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Smyrna, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 10/2015 Present
Cetera Wealth Services, Llc El Segundo CA 10/2015 Present
Cetera Investment Services Llc Saint Cloud MN 10/2015 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2015 Present
Girard Securities, Inc. San Diego CA 01/2016 11/2017
Investors Capital Corp. Lynnfield MA 01/2016 11/2016
First Allied Securities, Inc. San Diego CA 01/2016 09/2022
Legend Equities Corporation Palm Beach Gardens FL 01/2016 12/2016
Summit Brokerage Services, Inc. Boca Raton FL 01/2016 Present
Vsr Financial Services, Inc. Overland Park KS 01/2016 11/2016
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
  • 10/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 10/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2015 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2015 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2016 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 01/2016 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 01/2016 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 01/2016 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2016 → Present
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 01/2016 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 03/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-08-22 → 2015-11-13
    J P Turner & Company Capital Management, Llc
    Atlanta, GA
  • 2003-04-16 → 2007-06-14
    Atlanta, GA
    Atlanta, GA
Other Businesses

(1) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD APX NUMBER OF HOURS PER WEEK: LESS THAN 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 10 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE RENTAL PROPERTIES TO FAMILIES FOR VACATION PURPOSES; 2. NAME OF OTHER BUSINESS: THESPORTOPIAEXPERIENCE LLLP, INVESTMENT RELATED: NO, ADDRESS: 4933 SYDNEY LANE, MARIETTA, GA 30066, NATURE OF BUSINESS: RESALE, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: RESALE OF SEASON TICKETS:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-10-05
Other Names
  • Lisa Jean Storm
  • Lisa Jean Storm

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