David E Sytsma

Ubs Financial Services Inc.

Jersey City, NJ

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-08-21
CT	RA	APPROVED	2023-06-30
NJ	RA	APPROVED	2013-10-08

NY RA
APPROVED

Since 2023-08-21
CT RA
APPROVED

Since 2023-06-30
NJ RA
APPROVED

Since 2013-10-08

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

Jersey City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	10/1993	Present

10/1993 → Present

Ubs Financial Services Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-04
S63	Uniform Securities Agent State Law Examination	1994-04-22

S65 Uniform Investment Adviser Law Examination

2013-10-04
S63 Uniform Securities Agent State Law Examination

1994-04-22

Other Names

David E Sytsman

View on SEC IAPD

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