James Darrell Bowen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Corporation
  Indialantic, FL

Previous Registrations

• 2005-04-01 → 2009-09-16
  Mutual Service Corporation
  Boston, MA
  Indialantic, FL
• 2004-01-13 → 2004-12-16
  Avantax Advisory Services
  Indialantic, FL

Other Businesses

1. 12/7/09-NON VARIABLE INSURANCE-FIXED INSURANCE IS SOLD UNDER MY NAME AS AGENT UNDER MY FLORIDA AGENT NUMBER. PRODUCTS INCLUDE FIXED AND IMMEDIATE ANNUITIES, LTC POLICIES, AND FIXED LIFE INSURANCE.-2% TIME SPENT. 2. 12/14/09- NATIONWIDE LIFE INSURANCE, NON-VARIABLE INSURANCE, AGENT - FIXED ANNUITIES, TERM LIFE INSURANCE - PROVIDE FIXED INSURANCE PRODUCTS TO MEET CLIENT NEEDS, 1% OF TIME SPENT. 3. 12/17/2010 - DBA ONLY, JD BOWEN FINANCIAL GROUP. 4. 12/23/2016 - No Business Name - Investment Related - Indian Harbour Beach, FL - Real Estate Rental - Start 01/02/2017 - 2 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-05
• S63 Uniform Securities Agent State Law Examination
  1993-12-16

Other Names

• James D Jr Bowen
• Jim Bowen