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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-08
  • FL RA
    APPROVED
    Since 2009-10-08

Branch Locations

2060 Highway A1A # 301, Indian Harbour Beach, FL 32937 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Indian Harbour Beach FL 10/2009 Present
Atlantic Real Estate Brokerage Indian Harbour Beach FL 08/2012 09/2021
  • 10/2009 → Present
    Indian Harbour Beach, FL
  • 08/2012 → 09/2021
    Atlantic Real Estate Brokerage
    Indian Harbour Beach, FL
Previous Registrations
  • 2007-08-31 → 2009-10-02
    Raymond James Financial Services, Inc.
    Heathrow, FL
  • 2009-07-09 → 2009-10-02
    Merritt Island, FL
  • 2007-03-14 → 2007-08-06
    Banc Of America Investment Services, Inc.
    Melbourne, FL
    Cocoa Beach, FL
    Cocoa Beach, FL
    Cocoa, FL
Other Businesses

1. 7/7/2010: Legacy Investment Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/8/2010: American Wealth Management - Not Investment Related - At Reported Business Location(s) - Other-Notary - Time Spent 1% - I have become a Notary Public in the state of Florida and will be utilizing this as a service for my clients. I will not be charging any fee for a client to have a document notarized. 3. 9/26/2011: American Wealth Management of Brevard, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 12/19/2024- Rise Realty Services- Other - Real Estate- INV Related- At Merritt Island, FL- Start date 07/01/2024- 8 Hours Per Month 5) 03/31/2025 - DIANA JABBOUR - Investment Related - Mortgage/Real Estate Services - Home Based - Start Date:03/27/2025 - 16 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-12
S63 Uniform Securities Agent State Law Examination 2001-04-30
  • S66 Uniform Combined State Law Examination
    2007-03-12
  • S63 Uniform Securities Agent State Law Examination
    2001-04-30
Other Names
  • Diana J Jabbour

View on SEC IAPD

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