Marcel Koji Pope

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → Present
  Lpl Financial Llc
  Indian Harbour Beach, FL

Previous Registrations

• 2001-01-25 → 2003-12-19
  Wells Fargo Clearing Services, Llc
  Indian Harbour Beach, FL

Other Businesses

1. 5/17/2004 - Non-Variable Insurance - MONGOOSE HEALTHCARE - INDIAN HARBOUR BEACH, FL. - Investment Related 2. 11/12/2004 - DBA for LPL Business (entity for LPL business) - POPE FINANCIAL, INC. - Investment Related - At Reported Business Location(s) 3. 5/29/2009 - DBA for LPL Business (entity for LPL business) - RETIREMENT & INVESTMENT GROUP - Investment Related - At Reported Business Location(s). 4. 4/7/2010 - DBA for LPL Business (entity for LPL business) - LEGACY INVESTMENT CONSULTANTS - Investment Related - At Reported Business Location(s). 5. 10/01/2012: DBA for LPL Business (entity for LPL business) / POPE FINANCIAL, INC / TIME SPENT 2%/ Investment Related - At Reported Business Location(s). 6. 3/5/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Funeral Services Representative/Agent - Started 03/31/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Life, Health, Other-Pre-need - Educating people about pre-need burial and cremation insurance and services. 7. 4/21/2020 - FTGFC4610KT77, Inc. - Not Investment Related - At Reported Business Location(s), also, possibly via internet communications. - Business Owner - Owner - Started 03/27/2020 - 10 Hours Per Month/0 Hours During Securities Trading 8. 09/05/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 06/11/2024 - 1 Hour Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-13
• S63 Uniform Securities Agent State Law Examination
  1997-06-06

Designations

• Certified Financial Planner