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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-05 |
Branch Locations
655 W Broadway 12Th Fl, San Diego, CA 92101 • United States
San Diego, CA • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-12 |
Branch Locations
655 W Boradway 12Th Fl, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities | San Diego | CA | 04/1996 | 09/2022 |
| Cetera Advisors Llc | Denver | CO | 05/2016 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2016 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2016 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| First Allied Advisory Services, Inc | San Diego | CA | 04/2014 | 11/2020 |
| Avantax Planning Partners, Inc | Dallas | TX | 07/2024 | Present |
| Avantax Advisory Services | Dallas | TX | 07/2024 | 09/2025 |
| Avantax Investment Services | Dallas | TX | 07/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
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