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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-31
NY RA APPROVED 2021-09-08
NJ RA APPROVED 2018-03-06
  • TX RA
    APPROVED_RES
    Since 2023-05-31
  • NY RA
    APPROVED
    Since 2021-09-08
  • NJ RA
    APPROVED
    Since 2018-03-06

Branch Locations

590 Madison Avenue 28Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quadstar Capital Advisors, Inc. New York NY 11/2009 03/2018
Aegis Capital Corp. New York NY 03/2010 03/2018
Euro Pacific Capital, Inc. New York NY 03/2018 Present
A.G.P. Canada Investments Ulc Burlington, Ontario 07/2021 Present
  • 11/2009 → 03/2018
    Quadstar Capital Advisors, Inc.
    New York, NY
  • 03/2010 → 03/2018
    New York, NY
  • 03/2018 → Present
    Euro Pacific Capital, Inc.
    New York, NY
  • 07/2021 → Present
    A.G.P. Canada Investments Ulc
    Burlington, Ontario
Previous Registrations
  • 2010-03-29 → 2018-03-07
    New York, NY
  • 2006-08-17 → 2010-03-29
    Gunnallen Financial, Inc
    New York, NY
Other Businesses

1. PPG Trading | Route 35, Holmdel, NJ | Ph: 866-860-2100 | Start: 2002 HR Recruiting. 6 hrs/month. 2. Crescent Point, LLC, Managing Member | 2113 Edgewood Place, Spring Lake, NJ | Start: 04/2013 Investment property rentals. 1 hr/month; non-trading hours only. 3. RGM Group LLC, Partner | Start: 03/26/2014 Entity established for investment purposes. 1 hr/month; non-trading hours only. 4. Riverside Merchant Partners, Member | 1581 Franklin Ave., PO Box 149, Garden City, NY | Start: 08/05/2014 Outside investments. 1 hr/month during securities trading hours. 5. Alliance Global, LLC, Partner Holding company that owns A.G.P./Alliance Global Partners. 6. Manhattan Bridge Capital, Inc. (NASDAQ: LOAN), Board of Directors Member | Start: 06/24/2019 Finance-related, publicly traded. Compensation: $10,000/year + $300/committee meeting. Under 5 hrs/month. 7. A.G.P. Canada Investments, Chairman & Director | Canada | Start: 07/29/2021 Investment-related; corporation for Canadian registrations. 40 hrs/month. 8. Beach View Siesta Key, Member | 603 Beach Rd., Siesta Key, FL 34242 | Start: 03/2022 Real estate investment group. Passive investor; non-investment related. 1-2 hrs/month; zero during trading hours. 9. Save Asbury Park History, Board of Directors Member | Asbury Park, NJ | Start: 07/2022 Non-profit; historical preservation of buildings including Convention Hall. Non-investment related. 4 hrs/month. 10. 133 Wooster Corp, Co-op Board Member | 133 Wooster St., New York, NY 10012 | Start: 12/2022 Co-op apartment building; monthly board call. Non-investment related. 1 hr/month. 11. Kerem GP, General Partner | 17749 Collins Ave., Unit 3202, Sunny Isles Beach, FL 33160 | Start: 06/16/2023 Private, member-managed investment vehicle; equity and debt investments. 1-2 hrs/month; outside regular business hours. 12. GP Advisor Fund LLC, Beneficial Owner | Start: 06/20/2024 Investment-related; pooled investment vehicle. 13. AGP LLC, Member LLC that owns AGP Management Company, which manages alternative investments.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-05-17
S65 Uniform Investment Adviser Law Examination 2006-08-15
  • S63 Uniform Securities Agent State Law Examination
    2013-05-17
  • S65 Uniform Investment Adviser Law Examination
    2006-08-15
Other Names
  • Phil W Michals
  • Phillip William Michals

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