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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| VT | RA | APPROVED | 2020-11-13 |
| TX | RA | APPROVED_RES | 2013-03-13 |
Branch Locations
2649 South Rd, Poughkeepsie, NY 12601 • United States
Poughkeepsie, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Poughkeepsie | NY | 12/1993 | Present |
| Bank Of America,N.A. | Poughkeepsie | NY | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-01 |
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