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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-09 |
| SC | RA | APPROVED | 2010-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Columbia | SC | 09/2010 | Present |
TRILLIE LANE LLC; INV RELATED; COLUMBIA, SC; LAKE PROPERTY; 33% OWNERSHIP; 0 HOURS SPENT.| TRUSTEE FOR PARENT'S IRREVOCABLE TRUST; INVESTMENT RELATED; COLUMBIA, SC; START DATE 8/2010; 1 HR MONTH; 0 HRS DURING TRADING. | RENTAL PROPERTY, INV RELATED, COLOMBIA, SC, 100% OWNERSHIP, START 2010, 5 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.| PAUL BENNETT MUSICIAN, NOT INV RELATED, COLUMBIA, SC, 100% OWNERSHIP, START 11/8/2016, 8 HOURS PER MONTH, ZERO DURING TRADING, SINGER SONGWRITER AND MUSICIAN.| VISTA WEALTH MANAGEMENT LLC, INV RELATED, COLUMBIA, SC, 100% OWNERSHIP, START 9/24/2010, 40 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.;| POWER OF ATTORNEY FOR FATHER, INV RELATED, COLUMBIA, SC, START: 1/1/2021, 10 HRS/MONTH, LESS THAN 1 HR DURING TRADING.;| POWER OF ATTORNEY FOR MOTHER, INV RELATED, COLUMBIA, SC, START: 1/1/2021, 10 HRS/MONTH, LESS THAN 1 HR DURING TRADING.| BENNETT FAMILY PARTNERS, LLC; NOT INV. RELATED; COLUMBIA,SC; 100% OWNERSHIP BY FATHER; MANAGER; START DATE 10/18/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 10; MANAGER OF LLC.| RENTAL PROPERTY; INV. RELATED; PAWLEYS ISLAND,SC; 100% OWNERSHIP WITH SPOUSE; START DATE 06/01/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.| VISTA HOLDINGS, LLC; INV RELATED; COLUMBIA, SC; 100% OWNERSHIP; START DATE 08/01/2014; 1 HOUR PER MONTH; 0 HOURS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-08 |
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