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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-09-29 |
| NY | RA | APPROVED | 2021-02-14 |
| TX | RA | APPROVED_RES | 2021-01-08 |
Branch Locations
320 Park Avenue Fl 9, New York, NY 10022 • United States
Princeton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brl Investimentos Usa Llc | New York | NY | 07/2016 | 12/2016 |
| None | New York | NY | 01/2017 | 05/2017 |
| Ubs Financial Services Inc. | New York | NY | 06/2017 | 01/2021 |
| Raymond James & Associates | New York | NY | 01/2021 | Present |
Instituto Jorge e Odaleia Brando Barbosa / Rua Lopes Quintas 497 Rio de Janeiro,RJ 22460 / Foundation/ Other Museum of Sacred Art / Museum Private Tours / Member of Board of directors / / Yearly review of the Institute activities and vote on any meeting/deliberations of the Institute affairs / Start Date 2/02/2015 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-28 |
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