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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-21 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Clayton | MO | 08/1994 | Present |
1. Roberts Realty, 8 Brentmoor Park, Clayton, MO 63105; Real Estate; Real Estate Agent with various LLC's which own different types of properties; 12/14/1998; 2 hr/wk; During Securities Trading Hours; Investment Related. 2. London Properties, LLC; 8 Brentmoor Park, Clayton, MO 63105; Property Investment; owner; 6/20/2003; 5 hr/wk; During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-08 |
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