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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-18
NJ RA APPROVED 2024-09-26
  • TX RA
    APPROVED_RES
    Since 2024-10-18
  • NJ RA
    APPROVED
    Since 2024-09-26

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Shrewbury NJ 03/2015 06/2023
Jpmorgan Securities Llc Shrewbury NJ 03/2015 06/2023
New York Life Insurance Company Wall NJ 06/2023 08/2024
Nylife Securities Llc Wall NJ 08/2023 08/2024
Eagle Strategies Llc Wall NJ 11/2023 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 08/2024 Present
Bank Of America, N.A. Red Bank NJ 09/2024 Present
  • 03/2015 → 06/2023
    Jpmorgan Chase Bank
    Shrewbury, NJ
  • 03/2015 → 06/2023
    Jpmorgan Securities Llc
    Shrewbury, NJ
  • 06/2023 → 08/2024
    New York Life Insurance Company
    Wall, NJ
  • 08/2023 → 08/2024
    Nylife Securities Llc
    Wall, NJ
  • 11/2023 → 08/2024
    Wall, NJ
  • 08/2024 → Present
    Red Bank, NJ
  • 09/2024 → Present
    Bank Of America, N.A.
    Red Bank, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-03
S63 Uniform Securities Agent State Law Examination 1994-07-13
  • S66 Uniform Combined State Law Examination
    2015-02-03
  • S63 Uniform Securities Agent State Law Examination
    1994-07-13
Other Names
  • Chris Malloy
  • Christopher Malloy
  • Chris Malloy

View on SEC IAPD

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