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Current Employers
Investment Research Corp

1636 North Logan Street, Denver, CO 80203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-08
  • CA RA
    APPROVED
    Since 2024-02-08

Branch Locations

1636 North Logan Street, Denver, CO 80203 • United States

Rancho Mirage, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neilson Advisory Group, Inc Seattle WA 09/1995 Present
Your Seattle Home Team Seattle WA 04/2013 04/2018
Horace Mann Investors Inc. Springfield IL 02/2016 04/2018
Horace Mann Companies Springfield IL 02/2016 04/2018
Massmutual Life Insurance Company Seattle WA 12/2017 01/2024
Mml Investors Services, Llc Seattle WA 05/2018 01/2024
World Capital Brokerage, Inc. Denver CO 02/2024 Present
Investment Research Corp Denver CO 02/2024 Present
  • 09/1995 → Present
    Neilson Advisory Group, Inc
    Seattle, WA
  • 04/2013 → 04/2018
    Your Seattle Home Team
    Seattle, WA
  • 02/2016 → 04/2018
    Springfield, IL
  • 02/2016 → 04/2018
    Horace Mann Companies
    Springfield, IL
  • 12/2017 → 01/2024
    Massmutual Life Insurance Company
    Seattle, WA
  • 05/2018 → 01/2024
    Seattle, WA
  • 02/2024 → Present
    World Capital Brokerage, Inc.
    Denver, CO
  • 02/2024 → Present
    Denver, CO
Previous Registrations
Other Businesses

(1)NAME: NEILSON ADVISORY GROUP, INC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE & HEALTH INSURANCE, GROUP HEALTH INSURANCE, CPA/TAX PREPARATION POSITION & : OWNER/PRESIDENT START DATE: 11/26/2002 NO HRS/MO: 40-100 NO HRS/MO DUR TRADING: 40-100 (2)NAME: REAL ESTATE EBROKER INV REL: Y ADD: 301 MISSION AVENUE SUITE 212, OCEANSIDE, CA 92054 NATURE: REAL ESTATE POSITION: SALES/ AGENT START DATE: 4/3/13 NO HRS/MO: 0-4 NO HRS/MO DUR TRADING: 0-4 (3) NAME: CHRISTINE NEILSON INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: RENTAL OF CONDO POSITION: OWNER START DATE: 10/23/2022 NO HRS/MO: 8-20 NO HRS/MO DUR TRADING: 8-20 DESCRIBE DUTIES: MANAGEMENT OF RENTAL. (4) NAME: INVESTMENT RESEARCH CORPORATION (APOGEE PLANNING & INSURANCE SOLUTIONS - DBA) : Y ADD: AT RESIDENTIAL ADDRESS NATURE: INVESTMENT ADVISOR: OWNER START DATE:04/22/2021 NO HRS/MO: 0-24 NO HRS/MO DUR TRADING: 0-24 DESCIRBE DUTIES: INVESTMENT ADVISING. (5) NAME: EACPA PRO INC INV REL:Y ADD: AT RESIDENTIAL ADDRESS NATURE: BOOKKEEPING AND BUSINESS CONSULTING POSITION: OWNER START DATE:04/01/25 NO HRS/MO DUR TRADING: 5-40 DESCRIBE DUTIES: MANAGING BOOKKEEPING SERVICES AND BUSINESS CONSULTING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-03
S63 Uniform Securities Agent State Law Examination 1993-11-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1993-11-15

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