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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-04-16
  • NJ RA
    APPROVED
    Since 2019-04-16

Branch Locations

200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States

103 Eisenhower Parkway Suite 306, Roseland, NJ 07068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Paramus NJ 05/2013 05/2017
Mml Investors Services, Llc Paramus NJ 03/2017 05/2017
The Prudential Insurance Company Of America Paramus NJ 04/2017 04/2018
Pruco Securities Llc Paramus NJ 04/2017 04/2018
Guardian Life Insurance Company Madison CT 03/2018 04/2018
Park Avenue Securities Madison CT 04/2018 04/2018
Guardian Life Insurance Co Of America Paramus NJ 04/2018 04/2019
Park Avenue Securities Paramus NJ 04/2018 04/2019
Integrated Financial Concepts Llc / National Life Ins Co Red Bank NJ 04/2019 Present
Equity Services, Inc. Montpelier VT 04/2019 Present
  • 05/2013 → 05/2017
    Metlife Securities Inc
    Paramus, NJ
  • 03/2017 → 05/2017
    Paramus, NJ
  • 04/2017 → 04/2018
    The Prudential Insurance Company Of America
    Paramus, NJ
  • 04/2017 → 04/2018
    Pruco Securities Llc
    Paramus, NJ
  • 03/2018 → 04/2018
    Guardian Life Insurance Company
    Madison, CT
  • 04/2018 → 04/2018
    Park Avenue Securities
    Madison, CT
  • 04/2018 → 04/2019
    Guardian Life Insurance Co Of America
    Paramus, NJ
  • 04/2018 → 04/2019
    Park Avenue Securities
    Paramus, NJ
  • 04/2019 → Present
    Integrated Financial Concepts Llc / National Life Ins Co
    Red Bank, NJ
  • 04/2019 → Present
    Montpelier, VT
Previous Registrations
  • 2018-04-20 → 2019-04-23
    New Haven, CT
    Paramus, NJ
  • 2017-03-25 → 2017-05-01
    Paramus, NJ
  • 2013-06-11 → 2017-03-25
    Msi Financial Services, Inc.
    Paramus, NJ
  • 2009-04-30 → 2013-05-29
    Saddle Brook, NJ
  • 2005-08-19 → 2009-03-25
    Msi Financial Services, Inc.
    Paramus, NJ
    Paramus, NJ
  • 2003-07-18 → 2004-02-23
    Msi Financial Services, Inc.
    Roseland, NJ
Other Businesses

INTEGRATED FINANCIAL CONCEPTS LLC/NATIONAL LIFE INS CO. - 200 SCHULZ DRIVE SUITE 125 RED BANK NJ - INSURANCE SALES - INV REL - SALES AGENT - 04/2019 TO PRESENT - 160 HRS DURING TRADING HRS 9/4 - I AM A BROKER AGENT FROM A NLV AGENCY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-18
S63 Uniform Securities Agent State Law Examination 1993-12-13
  • S65 Uniform Investment Adviser Law Examination
    2001-01-18
  • S63 Uniform Securities Agent State Law Examination
    1993-12-13
Other Names
  • Matthew Raymond Marino

View on SEC IAPD

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