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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-07-31 |
| TX | RA | APPROVED | 2025-07-30 |
Branch Locations
670 Albemarle Dr Ste 401, Shreveport, LA 71106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Shreveport | LA | 02/2015 | 10/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2015 | 10/2022 |
| Cetera Investment Advisers Llc | Shreveport | LA | 02/2015 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shreveport | LA | 10/2022 | 06/2025 |
| Bank Of America N.A. | Shreveport | LA | 12/2022 | 06/2025 |
| Ameriprise Financial Services, Llc | Shreveport | LA | 07/2025 | Present |
Board of Directors; Caddo Council on Aging; Board Member; 1700 Buckner, , Shreveport, LA, 71101; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-06 |
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