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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-06 |
| FL | RA | APPROVED | 2017-03-02 |
Branch Locations
2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Boca Raton | FL | 07/2007 | Present |
Northwestern University Alumni Club of Southeast Florida; 1201 Davis Street, Evanston IL 60208; Member of the Board and Director of Membership - Working with the board to help attract new alumni members to the club; 01/01/2018; 0.50 Hour(s) Per Month - not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-02 |
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