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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-15 |
| NJ | RA | APPROVED | 2018-02-16 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 08/2013 | 11/2017 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2017 | 02/2018 |
| Morgan Stanley | New York | NY | 02/2018 | Present |
1.Young Living Distributor; Investment related: No; Distributor; Independent Contractor(proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 1; Young Living Distributor 2. Rodan and Fields consultant; Investment related-No; Independent Contractor(proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 1; Multi level marketing company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-13 |
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