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Nancy Lee Fleming

Fleming Financial Services

Mesa, AZ

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Current Employers
Fleming Financial Services

4702 E. Southern Av, Mesa, AZ 85206 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2009-09-17
  • AZ RA
    APPROVED
    Since 2009-09-17

Branch Locations

4702 E. Southern Av, Mesa, AZ 85206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fleming Financial Services Mesa AZ 01/1997 09/2022
Fleming Financial Services Mesa AZ 09/2022 Present
Previous Registrations
  • 2009-09-17 → 2016-12-31
    Mesa, AZ
  • 2003-07-30 → 2005-12-15
    Osaic Fa, Inc.
    Phoenix, AZ
  • 2002-02-07 → 2003-06-27
    Sunamerica Securities, Inc.
    Mesa, AZ
Other Businesses

My Smart Retirement Weekly Radio Show airing Saturday mornings at 10am on Money Radio 1510am and 105.3 fm. Also available on ITunes, Money Radio Archives, and Google Playstore Insurance Licensed Selling Life and health

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-20
S63 Uniform Securities Agent State Law Examination 1994-11-16
  • S65 Uniform Investment Adviser Law Examination
    1999-09-20
  • S63 Uniform Securities Agent State Law Examination
    1994-11-16
Designations
Other Names
  • Nancy Lee Story
  • Nancy Lee Bradshaw

View on SEC IAPD

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