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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-02-13
TX RA APPROVED_RES 2020-01-31
  • AL RA
    APPROVED
    Since 2020-02-13
  • TX RA
    APPROVED_RES
    Since 2020-01-31

Branch Locations

601 Town Center Blvd, Tuscaloosa, AL 35406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 07/2011 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tuscaloosa AL 01/2020 Present
Previous Registrations
  • 2011-08-09 → 2020-02-11
    Northport, AL
    Birmingham, AL
    Tuscaloosa, AL
    Birmingham, AL
  • 2009-11-10 → 2011-07-18
    Morgan Keegan & Company, Llc
    Mobile, AL
    Bay St. Louis, MS
    Jackson, MS
  • 2009-04-15 → 2009-11-10
    Chase Investment Services Corp.
    Slidell, LA
  • 2005-11-17 → 2009-03-12
    Morgan Keegan & Company, Llc
    Jackson, MS
    Jackson, MS
    Jackson, MS
    Gulfport, MS
    Jackson, MS
Other Businesses

I*2026395, Entity Type Fiduciary, Name of OBA: TNW Address: Starkville, Mississippi, 39759 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: Oct-01-2024 No Hours: 15 yearly No Hours during trading: 0 Duties: I*2026396, Entity Type Fiduciary , Name of OBA: MLBW Address: Starkville, Mississippi, 39759 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: Oct-01-2024 No Hours: 15 yearly No Hours during trading: 0 Duties: I*2216260, Entity Type: , Name of OBA: S N W, Address: Madison, Mississippi, 39110, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 25-Feb-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-16
  • S66 Uniform Combined State Law Examination
    2005-11-16
Other Names
  • Paige Elizabeth Watson
  • Paige Watson Farrish
  • Paige Watson Lombardy
  • Paige Watson Lombardy
  • Paige W Lombardy

View on SEC IAPD

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