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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-02-13 |
| TX | RA | APPROVED_RES | 2020-01-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Houston | TX | 07/2011 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tuscaloosa | AL | 01/2020 | Present |
I*2026395, Entity Type Fiduciary, Name of OBA: TNW Address: Starkville, Mississippi, 39759 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: Oct-01-2024 No Hours: 15 yearly No Hours during trading: 0 Duties: I*2026396, Entity Type Fiduciary , Name of OBA: MLBW Address: Starkville, Mississippi, 39759 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: Oct-01-2024 No Hours: 15 yearly No Hours during trading: 0 Duties: I*2216260, Entity Type: , Name of OBA: S N W, Address: Madison, Mississippi, 39110, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 25-Feb-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-16 |
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